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The USB Wealth Management Team:
Rick is responsible for the Bank’s branch network, Treasury Services group, and the Wealth Management Department. He joined Union Savings Bank as head of Wealth Management in 2006, and has focused on the expansion of its products and services including financial planning, investment management, trust administration*, estate settlement* and private banking*. Rick spent seven prior years as Senior Vice President and Regional Manager with Webster Financial Advisors in Waterbury. He is a CERTIFIED FINANCIAL PLANNER™ professional. Rick is currently on the Board of Connecticut Junior Republic that provides services to children and their families throughout Connecticut. He is also on the Board of Camp Boyd that serves Boy Scouts in the Litchfield area. FINRA Broker Check
Patricia joined the team in 2000, having some 30 years of diversified financial experience, with 20 years concentrating in the investment area. Aside from managing the administration, operational and investment functions of the division today, Patricia serves as senior administrative officer for trust, agency, IRA and employee benefit accounts. She has worked with generations of families throughout Connecticut, meeting their trust and financial needs. She maintains extensive experience managing and administering personal investment accounts, as well as trusts for charitable foundations and not-for-profit institutions.
Keith brings more than 30 years of experience in the investment industry, with a specialty in portfolio management, fiduciary oversight and security analysis, to the USB team. Most recently, Keith was a Principal and Senior Portfolio Manager for Walrus Partners LLC, a boutique money management firm based in Minneapolis. Previously, he served as the Chief Investment Officer for Fifth Third Bank’s Wealth Division and as President of Fifth Third Asset Management Inc., overseeing more than $34 billion in AUM’s. Earlier, he served as the CIO for Bank of America’s investment subsidiary, TradeStreet Investment Associates. In that role, his group oversaw more than $100 billion in assets for institutional clients. Keith serves as a trustee for the First Western Trust Funds and is a board member and Investment Committee Chair for ASU Enterprise Partners. He has earned a BS in Finance from Arizona State University and an MS in Investment Management & Security Analysis from Creighton University. He is a CFA Charter Holder and a member of the CFA Institute.
Susan brings more than 30 years of experience in the investment industry, with a specialty in portfolio management, fiduciary oversight and security analysis to the USB team. She maintains extensive experience managing investment portfolios for individuals and not-for-profit institutions. She also serves as a board member for a number of not-for-profit organizations and has been awarded the Certified Trust and Financial Advisor (CTFA) designation from the Institute of Certified Bankers and is a member of the CFA Institute and the Hartford CFA Society.
John joined Union Savings Bank in 2009 and is responsible for managing client investments, maintaining current knowledge of investments, market conditions and economic forecasts. John previously held the position of Financial Specialist at Wachovia Bank and Financial Advisor for Ameriprise Financial. FINRA Broker Check
Brien joined the Wealth Management team in 2011 with the focus of providing wealth management services including financial planning, investment consulting and trust administration to families, small business, and not-for-profit organizations. His emphasis is on helping clients plan for wealth accumulation, retirement and financial independence. FINRA Broker Check
Rosalie brings over 35 years of experience in managing client relationships and fiduciary administration to the USB team. She is responsible for providing wealth management and fiduciary services to high net worth clients and works closely with them to ensure the recommended estate, trust and charitable giving strategies are in harmony with their total wealth management plan. Prior to joining USB, Rosalie worked as a Senior Trust Officer & Fiduciary Strategist for KeyBank and BNY Mellon. In addition to her many years as a Trust and Fiduciary specialist, Rosalie also counseled and supervised paralegals and associate attorneys in the trust and estate practice at various area law firms. Rosalie maintains a degree in legal studies and a minor in business administration and has been awarded the Certified Trust Financial Advisor (CTFA) certification. She is a member of the Estate Planning Council of Lower Fairfield County, the Planned Giving Group of Connecticut, and serves as Chairperson of the Investment Committee for St. Joseph’s Church in Stratford, CT.
Stephen has been with Union Savings Bank Wealth Management since 2010, and is currently responsible for managing wealth in individual and institutional accounts with a focus on asset allocation and portfolio modeling. Previously, he held similar roles at First National Bank of Litchfield, rising from a Financial Services representative to Investment Analyst. Stephen holds a Bachelor of Science in Business Administration and Finance from Suffolk University in Boston.
Meeting with the USB team is the first step.
Let's Start A Conversation
Call us at 866.872.1866 and we'll meet you at a branch, your home, office or anywhere that is convenient.
We can help you determine what type and amount of coverage you may need.
We can help you determine what type and amount of coverage you may need.
*Individuals listed and services offered are not affiliated with Raymond James.
Certified Financial Planner Board of Standards Inc. owns the certification marks CFP®, CERTIFIED FINANCIAL PLANNERTM, CFP® (with plaque design) and CFP® (with flame design) in the U.S., which it awards to individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
Raymond James financial advisors may only conduct business with residents of the states and/or jurisdictions for which they are properly registered. Therefore, a response to a request for information may be delayed. Please note that not all of the investments and services mentioned are available in every state. Investors outside of the United States are subject to securities and tax regulations within their applicable jurisdictions that are not addressed on this site. Contact your local Raymond James office for information and availability.
Links are being provided for information purposes only. Raymond James is not affiliated with and does not endorse, authorize or sponsor any of the listed websites or their respective sponsors. Raymond James is not responsible for the content of any website or the collection or use of information regarding any website’s users and/or members.
Securities are not insured by any financial institution insurance, the FDIC/NCUA or any other government agency, are not deposits or obligations of the financial institution, are not guaranteed by the financial institution, and are subject to risks, including the possible loss of principal. Investment advisory services offered through Raymond James Financial Services Advisors, Inc. Union Savings Bank and the investment center are not registered broker/dealers and are independent of Raymond James Financial Services.
Raymond James Registered Branch Address:
126 North St.
Danbury, CT 06810